Financial Planning

Investment services are available through John Fawaz, CFP® of LPL Financial.

UBank is proud to partner with John Fawaz, CFP®, a representative of LPL Financial. LPL Financial supports financial advisors in helping their clients by offering robust mix of services:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research; LPL Financial understands that providing Americans with unbiased investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly unbiased, conflict-free advice and investment recommendations.

John Fawaz has been working as a CERTIFIED FINANCIAL PLANNER™ Practitioner for over twenty years. Along with holding the CFP® title, John is the past president of the East TN Financial Planning Association and completed Leadership Knoxville and East TN Regional Leadership. He also teaches at the University of TN non-credit program.

John specializes in creating retirement income strategies for those close to retirement age or at retirement. In addition to retirement income strategies, John specializes in sustainable investing. John’s mission is to take a responsible approach to investing, one that systematically considers environmental, social and corporate governance and ethical factors across entire portfolios.

John has access to vast investments and products through his broker/dealer LPL Financial. As an independent advisor, John represents most investment and insurance companies with no bias toward one product or company. While he specializes in retirement strategies, he also works with those looking for college savings plans, life and disability insurance, and wealth management.

Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. UT Federal Credit Union and UTFCU Financial Services are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using Financial Partners of TN, LLC and may also be employees of UBank. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, UBank or Financial Partners of TN, LLC. Securities and insurance offered through LPL or its affiliates are:

Not FDIC/NCUA Insured | Not Bank Guaranteed | May Lose Value | Not a Bank | Not Guaranteed by any Federal Government Agency

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: AL, AR, CA, FL, GA, IN, KY, MI, MS, NC, OH, PA, SC, SD, TN, TX, VA.